SEC Charges California Investment Adviser With Impersonating Clients to Steal From Accounts SEC Settles Enforcement Actions Against Municipal Bond Offerings Participants for Violations That Put at Risk the Bonds’ Tax-Exempt Status
Sep 28

When fiscal year 2008 starts on Oct. 1, 2007, the Securities and Exchange Commission expects to be operating under a continuing resolution that will extend through Nov. 16, 2007. During this period, fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e), 14(g) and 31 of the Securities Exchange Act of 1934 will remain at their current rates.

Leave a Reply

You must be logged in to post a comment.